The Hoyle State: A Primordial Nucleus behind the Elements of Life

Using supercomputers and new mathematical techniques, physicists are working to reveal how the Hoyle state atomic nucleus gives rise to the light elements that enable life, and how it drives the evolution of stars















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Hoyle state nuclei almost always decay right back into beryllium and an alpha particle. But once out of every 2,500 times, these swollen carbons relax into their stable, ground-state configuration, giving off the extra energy as a burst of gamma rays. The brand new carbon-12 nuclei that are created subsequently populate the periodic table: Some stay as they are, while others fuse with another alpha particle to become oxygen. A fraction of the oxygen nuclei are stripped of a proton, transforming into nitrogen; others fuse with yet another alpha to become neon, and so on. If the star ends in a cataclysmic explosion called a supernova, it disperses these newly minted elements into space, where they eventually become the building blocks of future solar systems.

Hoyle, who died in 2001, knew that without the Hoyle state as their starting point, these elements would not arise. The Hoyle state is a “resonance” of carbon formed by a beryllium atom and alpha particle, meaning it has almost exactly the same energy as their combined masses. Ground-state carbon-12 has a lower energy, and so it does not form through the fusion of an alpha particle and beryllium, just as two plus two does not equal three. “For all these stable states to happen, there must be a resonance,” Hjorth-Jensen said.

But Hoyle only predicted the energy of the resonant state of carbon; he could say nothing about the forces and interactions that enable it to form, nor anything about its physical properties. Because carbon contains six protons and six neutrons, each of which contains three quarks, the Hoyle state amounts to a highly complex 36-body problem. Despite decades of work by nuclear physicists, even with modern computing an exact calculation of the state remains beyond reach.

Now an approach called chiral effective field theory, developed by the Nobel laureate Steven Weinberg, has enabled Lee and his colleagues to closely approximate the structure of the Hoyle state. The trick takes advantage of the fact that protons and neutrons tend to keep their distance from one another inside atomic nuclei, so they “see” one another not as three-quark structures but as single, albeit slightly complicated particles.

Forgetting about quarks turns a 36-body problem into a 12-body problem, but with the strong nuclear force, electromagnetism and “higher-order” chiral forces acting between every particle, even this problem resists an exact solution. “Pinning down where all twelve protons and neutrons are is just a horribly complicated thing,” said Lee.

To make the calculation possible, chiral effective field theory employs a math trick sometimes used in high school calculus. In the same way that a mathematical function, such as a curve on a graph, can be approximated by calculating the first few terms of a “Taylor series expansion” — an infinite sum of progressively smaller terms — around a point on the curve, the researchers approximated the forces that shape the Hoyle state by considering only the first few terms of a Taylor series expansion of those forces.

“I like to compare it to shooting a par-3 in golf,” Lee said. The first stroke, analogous to the leading terms in the Taylor series equation, “drives the ball as close to the hole as possible.” The second stroke, representing the terms with middling influence on the motion of the particles, gets you even closer. The third is a subtle correction. After three strokes, you have a very good approximation of the structure and energy of the Hoyle state.

When a supercomputer applies this calculation to a simulation of six protons and six neutrons distributed on a three-dimensional lattice, the particles can arrange themselves in response to it in infinitely many ways. However, only the lowest-energy configurations of the particles are common in nature. Of these, the researchers found that one of the solutions was the ground-state carbon nucleus. Another was the Hoyle state, with its 7.65 MeV of extra energy.



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  1. 1. BaldEgalitarian 11:03 AM 12/6/12

    Doesn’t the unlikelihood individual particles willed themselves into the Hoyle state give support to serendipity and determinism?

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  2. 2. Charles Hollahan 03:51 PM 12/6/12

    Cosmic and impressive.

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  3. 3. gesimsek 06:14 PM 12/6/12

    It sounds like cooking a soup on a cosmic scale. I wonder where the recipe comes from.

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  4. 4. Bill_Crofut 06:50 PM 12/6/12

    Re: "Billions of years ago, all of Earth’s carbon erupted into existence inside distant, dying stars. At first, each atom’s nucleus arose in a swollen, squashed state with little chance of survival. For every 2,500 that immediately fizzled, only one shape-shifted into a stable form capable of supporting life."

    Is there any evidence for the claims?

    While Sir Fred Hoyle is credited with “the most outrageous prediction” ever made in science," he also rejected the claim of the reigning paradigm for the origin of the universe:

    "...[I]n a single big bang there are no targets at all, because the whole universe takes place in the explosion. There is nothing for the expanding universe to hit against and after sufficient expansion, the whole affair should go dead. However, we actually have a universe of continuing
    activity instead of one that is uniform and inert."

    [1984. The big bang under attack. SCIENCE DIGEST, p. 8]

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  5. 5. JohnGadway 03:59 PM 12/7/12

    What does all this mean for the status of the much-maligned anthropic principle? It seems to have been a reliable guide for Hoyle.

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  6. 6. PeterT 06:08 PM 12/7/12

    I like Fred Hoyle. His major contribution is the one described in the article. He also made a simple chart for aiming cannons for the artillery in WWII! It was extensively used.

    However, he also called archaeopterix a fake, believed that illness outbreaks were caused by pan-spermia descending to earth. Lots of other nonsense.

    An excellent bio: "Conflict in the Cosmos" by Simon Mitton

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  7. 7. dadster 10:43 AM 12/8/12

    This is yet another attempt ( by physical scientists),  at physicalizing Life ( or Life - energy or bio- energy  ). Physics wants every phenomena , physical or otherwise, to be covered under the umbrella of material sciences. They want to establish that physical science is the most fundamental science and that  everything can be explained on the paradigms of physics. It's just the vanity of physics.    

    Bio- science is definitely not material science . Material physicists in order to corner all research grants and funds, valiantly try every trick in the books to bring bio- science into the domain of material science. They try it with  ultra super computers , new maths  and then with elementary approximations, like engineers do routinely  to deal with materials; and, by invoking frequently Fred Hoyle ,who himself believed in a different non- material origin of life .
    ( Hoyle believed that Life on earth is an off- shoot of cosmic life arrived on earth through the process of panspermia and all that) .  

    Life - energy,like light ( electromagnetic energy ) ,manifests in the presence of matter.
    Light manifests in matter by it's interaction through reflection, refraction, absorption, interference,diffraction, polarization and other means. Otherwise light by itself is invisible to our senses and instruments . But that does't make us to conclude that light is matter itself or emerging from matter or that it's organized from matter.
    Similarly , Life- energy too manifests (to our senses),  through its interaction with matter. It's foolish to conclude from that , that life is an emergent phenomena , that life can originate  from certain physical-chemical inter actions out of materials.
    To think like that would be like thinking that light is produced by our eyes ( as it was thought , once upon a pre- scientific era ).
    The fact that while nature ,so prolifically and effortlessly produce  life in all its infinite variety, starting at the level of viruses & microbes to multicellular organisms like humans for example, we  could not create even a single - celled organism  in the lab , from purely raw  inorganic chemicals or from any non-living or non- life entities,  should be  proof enough that life is a radically different type of energy than matter- energy and the paradigms  we employ for understanding matter- energies are not going to help  us understand life- energy which needs  an entirely different paradigm to describe and to explain it , than that  of Electromagnetic energy ,or of gravitational energy .

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  8. 8. dadster 10:48 AM 12/8/12

    We still don't know what other types of energies like dark energy , vacuum energy and, so on exist,  all of which might be manifestations of some common source-energy or  or source-entity which we have yet to decipher . At the moment they remain to us  in transcendental domains .

    We need not feel worried about it. After all,  our science is only about 500 years old , and though we have reached thus  far with it, there is a lot more about nature that we have to know. The more we unravel the mysteries of nature the more unknown regions open out  in front of us. But that's OK . It is as it should be only.

    The strength of Science lies not in answering questions but in questioning the answers. A bunch of questions are generated from each of the answers .it's human hubris to think that we have found explanations for almost all major questions or that a day will come when we can find answers and explanations for everything and for every event in  the cosmos .

    Bio-energies are to be understood through novel paradigms . We have to eschew the paradigms of material science . Bio- energies are continuous and cannot be digitalized. Bio- energies are qualities of nature and cannot be quantified, hence not amenable to mathematical modeling. We have reached some distance by quantizing another type of continuous energy-stream like Electromagnetic energy and, we tend to try the same  trick with bio- energies without success.

    Bio- scientists need to effect a clean break from physical sciences and invent new paradigms suited to non- matter based continuous self-organizing energies ( not subject to entropy ), which is the characteristic feature of bio- energy . Of course, initially they will suffer from drying up of research funds which are being conducted to them through physical sciences. But, without getting put off by such treatment from fund allocators or funders, bio- scientists should independently forge ahead creating their own paradigms and thinking in non- physical ways observing directly from natural life-forms to study life instead of wasting our time in trying  to produce life from chemicals . We have tried that enough. Now it's high time to try something else. ( continued ) .  


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  9. 9. dadster 10:49 AM 12/8/12

    Bio- energies could be derived from processing  "information" which is the basis and constituent  energy stream of even matter .Matter is not made up of quarks or atoms or strings , but matter is the product of "information" as recently found out by  scientists in cambridge university.Both, bio- energies and matter, are derived from  processed "information" which has the quality of random spontaneity and the characteristic self- organizing quality .  "Information" is a more fundamental entity and matter and bio- energies are emergent phenomena, The basic source for both matter and bio- energies being continuously streaming "information", which is the underlying  building stream that nourishes both, ( not " building block" which term invoke discreteness.).

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  10. 10. American Muse in reply to dadster 10:58 PM 12/8/12

    dadster, that sounds a lot like the disingenuous "vital essence" theory supported by the likes of Berzelius and other misguided "souls." For instance Berzelius (b.1779), the famous Swedish chemist, believed a "vital force" was necessary for synthesizing organic molecules, until one of his own student, Wolrlez, synthesized urea molecules sans kidneys!

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  11. 11. dadster in reply to American Muse 04:24 AM 12/9/12

    That's what the physical scientists arebfond of quoting. Who discredited,élan vitae theory ? The physical scientists who did not wantnto consider a third energy type after electrical energy and gravitational energy. They haven't yet been able to quantize continuously present gravitational energy . But could determine a unit of measurement for it and measure it through it's interaction with mass . That enabled them to mathematically model it .but they were stuck when they tried to discretize it by conceiving gravitons like photons . Due to the interactions of electromagnetis with mass again, they could quantize Electromagnetic energy too .but they couldntnwish away the continuous nature
    ( waviness ) of EM energy. Hence forcingnthem to accept duality of EM that propagated as " wavicles" .
    Just because , once upon a time some theory was abandoned does not disprove it's validity. Cosmological constant proposed by Einstein was discredited by Einstein himself , but recently revived and validated again.
    Observation and experimental proof is the ultimate arbitrator combined with the application of Occam's razor and the imperative of " falsifiability" of a theory.
    The phenomena of "life" and " consciousness" can no more be ignored or
    relegated to the domain of metaphysics as physicists of yore used to do.quantum science has come up with the phenomena of "quantum
    entanglements" and "advanced waves ", which blatantly violate the two sacred principles of physics viz, the impossibility of " action at a distance" and the impossibility of communicating at speeds exceeding that of light.
    Hence one by one the edifices of physics are crumbling in the light of "observations".
    Physicists managed to bring major portion of chemistry under their wing . They tried to bring in bio- sciences too under their umbrella. Bio- scientists , impressed by the success of material physics played along with physicists hoping to harness life- energy ( or, bio- energy ) but in vain., for various reasons some of which were highlighted earlier ; reasons such as indivisibility of bio- energy and the impossibility of discretizing making it impossible to assign any meaningful "units of measurement" to measure comprehensively bio- energy which is not all muscular energies but embraces mental energies too.
    .( continued ) .



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  12. 12. dadster in reply to American Muse 04:27 AM 12/9/12

    In continuation to entry at 9 above,

    Added to this , the fact that  at the most fundamental Level it is impossible to have any objective observation , in the classical sense  forcing even hard core main stream physicists to accept the impossibility of keeping away the "intentions of the Observer " out of observations .that is to say  reality is tainted by mind or created in the mind which gets observed ! This made it impossible for physicists to disregard the phenomena of "mind" and " consciousness ". Therefore it is time to revive the once discredited  bio- forces or bio- energy making the physicists who initially discredited mind to eat their words . But, to the credit of physicists they are trying valiantly  to bring in "mind" but they can't think of a way of doing it without discretizing mind. Hence the block to progress , the physical way. It's now up to the bio- scientists to seek out fresh paradigm and find a way out of the impasse by striking out on their own by direct observation of nature and not through mathematical modeling.  

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  13. 13. David Russell in reply to dadster 12:58 PM 12/9/12

    Dadster, I cannot add to your vision. Hoyle might have been incorrect on one thing, but this is not one of them. It opens some interesting doors and considering that two months ago it was on the cover that Quarks have parts, we have big ones to think that there is not more than smoke and mirrors running the magic act.

    It would make sense if we could tap into natural energy versus our continuous need to burn to earn mentality. I think Hoyle would love this as redemption.

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  14. 14. PeterT 06:11 PM 12/10/12

    Good Ol' Fred; Still attracting the Nut-Cases!

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  15. 15. David Russell in reply to PeterT 08:55 PM 12/10/12

    Doyle had big bang wrong with steady state. Hubble proved that from our perspective it is probably a bang that brought us in and with the findings and behavior of dark matter we will go with as a wimp with nothing left to glimpse. But, we still only really know 2 to 4% of what surrounds us. I wouldn't dis Hoyle quite yet. They did that to Benoit Mandelbrot and yet his concept of fractals keeps coming back as seen in two issues of SA where it was discussed that quarks have parts.

    I am a firm believer of using both eyes often and other senses of vision we barely notice and keeping the two orifices that are singularities as quiet as possible. For fun the book by Lee Smolin called 'Life in the Cosmos' just about nailed fractals but Lee wimped out just like I think he did recently by declaring there may be absolute time. Come on Lee, you were the one who tried to describe Loop Quantum Gravity so very well and tore a good one into the group thought of string theory neo-nazis. It helped me immensely in putting ST into a more analog state which with fractals and Escher type space removes the paradoxes of infinities.

    Again Fred Doyle was a genius, but even Republicans have scientist that know that rape is rape and you cannot catch aids from tears. Open eyes, use ears, think deeply and don't dis until you have proof of what the other 96 to 98% of our universe is.

    To the atheist, I would take the above advice twice. It is way too soon (only 400 years so far) since Science and Religion had their schism while both searching for truth.

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  16. 16. edprochak in reply to dadster 09:27 AM 12/20/12

    Comon, Dadster.
    initially I thought you were a disgruntled Bio. major that lost out on a grant to a physics major. But now I see that You just dump on physics but then you spout that vital essence is the answer!

    Why not take some of your own advice:
    'Observation and experimental proof is the ultimate arbitrator combined with the application of Occam's razor and the imperative of " falsifiability" of a theory.'

    Until you do, you will continue to have a very poor understanding of Physics and of Science in general.

    ed

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The Hoyle State: A Primordial Nucleus behind the Elements of Life

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