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Skeptic's Take on the Origins of Success

Are successful people primarily the beneficiaries of luck, timing and cultural legacy?















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Image: MATT COLLINS

What is the difference between Joe Six-Pack, Joe the Plumber and Joe Biden? One is vice president; the other two are not. Why? The answer depends on a host of interactive variables that must be factored into any equation of success: genes, parents, siblings, peers, mentors, practice, drive, culture, timing, legacy and luck. The rub for the scientist is determining the percentage of influence of each variable and its interactions, which requires sophisticated statistical models.

Journalists unconstrained by research protocols churn out self-help books that focus on select variables that interest them. Few do so better than Malcolm Gladwell, and in his new book Outliers: The Story of Success (Little, Brown, 2008), the New Yorker writer claims that successful people are not "self-made" but instead "are invariably the beneficiaries of hidden advantages and extraordinary opportunities and cultural legacies that allow them to learn and work hard and make sense of the world in ways others cannot."

Bill Gates, for example, may be smart, but Gladwell prefers to emphasize the fact that Gates's wealthy parents sent him to a private school that had a computer club with a teletype time-sharing terminal with a direct link to a mainframe computer in Seattle, and in 1968 this was very unusual. His good fortune to be born in the mid-1950s also meant that Gates came of age when the computer industry was poised to have someone of his experience start a software company.

Similarly, Gladwell says, Mozart's father was a composer who mentored the young Wolfgang into greatness from age six until his early 20s, when his compositions morphed from pleasantly melodious into masterful. The Beatles' lucky break came in Hamburg, Germany, where they were able to log in more than 1,200 live performances and thereby meet the well-known 10,000-hour rule for perfecting a profession. Elite hockey players are disproportionately born in January, February and March (40 percent compared with the expected birthrate, which in most studies hovers around 25 percent) because the birthday cutoff date when they were youngsters first hitting the ice was January 1, and players born early in the year were slightly bigger, stronger and faster, giving them an advantage. Asian student wunderkinds are the product of "the tradition of wet-rice agriculture" that must be practiced year-round and that requires "the highest emphasis on effort and hard work," and that's why they study all summer while American students go to the mall.

Such prodigies and geniuses, Gladwell says, "are products of history and community, of opportunity and legacy. Their success is not exceptional or mysterious. It is grounded in a web of advantages and inheritances, some deserved, some not, some earned, some just plain lucky but all critical to making them who they are."

Well, yes and no. As Frank J. Sulloway, author of the comprehensive study of success Born to Rebel (Pantheon, 1996), told me: "Creative people are not just sitting around waiting for opportunities to come to them. They create their own opportunities. Charles Darwin was already planning a voyage of discovery to the Canary Islands, for example, when the position on the Beagle opened up. If the Beatles hadn't gone to Hamburg, they would have gotten their 10,000 hours somewhere else. What distinguishes Gates is that he has a really interesting creative mind, and he would have had that mind even without a computer terminal at his private school and hence would likely have found alternative ways to access programming tools." And of course, Leopold Mozart's son was a child prodigy and musical genius, not merely the beneficiary of cultural legacy.

Even the 10,000-hour rule isn't just about skill mastery. According to Dean Keith Simonton, author of Origins of Genius (Oxford University Press, 1999), success includes a Darwinian process of variation and selection. Creative geniuses generate a massive variety of ideas from which they select only those most likely to survive and reproduce. The best predictor of winning a Nobel Prize in science, for example, is the rate of journal citation. As Simonton notes, "empirical studies have repeatedly shown that the single most powerful predictor of eminence within any creative domain is the sheer number of influential products an individual has given the world."



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  1. 1. Melinda B 03:09 PM 3/16/09

    While Gladwell may underestimate the role of innate gifts, Sulloway greatly exaggerates it. Surely, it takes a great creative mind to become Mozart. However, if that creative mind were born into a low-class family, with no access to musical instruments, and forced to work in the mines from a young age, there would have been no Mozart. For a more powerful example, an African-American genius had greater potential to succeed during segregation than during slavery and even greater potential still post-integration. So, yes, creative people will seek opportunities, but the types of opportunities that can be found and whether those opportunities even exist depends greatly upon one's social standing, often inherited.

    Extensive studies have shown that merit, as such, makes up only about 10% in income differences and less than 10% in wealth differences. This explains the "disappearance" of the prodigy when comparing school performance to adult performance. When moving from a meritocratic environment to the rather unmeritocratic "real" world, those who have social advantages most often continue to thrive while those without those advantages falter.

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  2. 2. HArini 12:58 PM 3/27/09

    I agree with Melinda. Although geniuses may be born in every social class, it takes only the brightest, most creative and really hard-working person from a lower class to enter the portal into which any average person from a more socially privileged class can just walk in. This brings in the role for more mentors, people who can recognize the prodigality in a subject and allow them information, knowledge and guiding to hone their talents. But, truly success will ultimately lie in doing what you love the most, but smartly, efficiently and effectively. Perhaps, the measurement of success will then differ as well between a personal success and a more public success.

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  3. 3. maher.itani 01:04 PM 3/29/09

    Two Thumbs Up!!!

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  4. 4. Couchscientist 08:36 AM 4/2/09

    Gladwell took some interesting data and then completely overinterpretted them. His birth date hockey phenomenon at the beginning is probably largely true, but he failed to consider other factors such as patterns of birth defects and mental disease that also coincide with birth month, but have been speculated to be due to prenatal effects.
    In terms of race, culture and math, the single best way to check for the accuracy of his claim would be adoption studies. Do Asian babies, adopted into American nonrice culture excel at math? I'm sorry my fellow nonasians, but they do. Theorize however you may, but don't forget Occam's razor--the simplest solution is that they are born with a greater ability. Gladwell's propping up of this myth is a disservice to society moving forward and dealing sensibly with reality.

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  5. 5. Pwyduddihudd 08:46 AM 4/2/09

    Thats why they're doing the research and you're not. They prove their ideas, whereas you're only using anecdotes. If you don't like their outcome, do your own research, don't just critique theirs without citing some evidence for your "beliefs." If you cannot, then all you have is religion: Belief, without evidence.

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  6. 6. Tucker M 10:05 AM 4/2/09

    Pwyduddihudd, I don't think your criticism of Couchscientist is fair. Couchscientist offers genuine critique of the studies' methodology (factors not considered), offers a common-sense (though speculative) alternative, and then critiques the very idea that we know one way or the other. This isn't "belief without evidence" - it's discussion of the available evidence.

    As I see it, the truth is that there probably are subtle aggregate genetic differences in abilities of various sorts between the races, the sexes, etc., just as there are undeniable differences in outward appearance. But anyone honest with themselves must admit that the dizzying array of obfiscating variables (societal bias, economic status, social status, cultural support systems, etc.) is so vast as to make it difficult if not largely impossible to quantify those inherent differences, whatever they are. I read Couchscientist to be saying that we shouldn't be propping up "myths" on this topic on either side of the debate; rather, we need to be open to all possibilities as we strive to create equal opportunity for all. Someone who fervently believes that all are born exactly equal in ability is just as dangerous as someone who fervently believes the contrary.

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  7. 7. JazzC in reply to Tucker M 10:22 AM 4/2/09

    And then there is randomness. Despite innate ability or social factors, random factors exist over which we have little or no control. A real example: Bill Gates turned down IBM on their first approach, not having or able at that time to produce the software IBM wanted. It was only due to some very chance meetings that Gates re-connected with the company and knew of some code he could buy from another party and sell through that he became known as a "genius."

    (See Leonard Mlodinow's excellent book, "The Drunkard's Walk)

    This is NOT to put down Bill Gates, but just to point out that even with ability and social standing, the very randomness of life plays a large factor in the way things may turn out.

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  8. 8. Couchscientist 10:54 AM 4/2/09

    Thanks Tucker. Boy, Pwyd is really upset about this, do I detect a certain religiosity to his beliefs which is being challenged? You're right Pwd, I'm not writing an article here or doing research on success, but like all members of society I am affected by scientific research and journalistic ventures into it. Therefore, if it's ok with you, I will weigh in when I feel so inclined, on the appropriate forum--like the comments of an online article...

    Outliers has broad appeal because it allows people to think that had things been different, they would be more successful--it wasn't their fault--their boss isn't smarter than them--etc. Whether or not that is true, if you base your belief in it on Gladwell's logic, you have the religion problem.

    Also, Gladwell's explanation of the phenomenal success of Jews should leave one doubting as well. Again, I am sorry my fellow gentiles, but there is something more to their intelligence.

    G. Cochran, J. Hardy, H. Harpending, Natural History of Ashkenazi Intelligence, Journal of Biosocial Science 38 (5), pp. 659–693 (2006).

    http://homepage.mac.com/harpend/.Public/AshkenaziIQ.jbiosocsci.pdf


    Regarding birth month and prenatal effects:
    http://intraspec.ca/month_disease.php

    http://linkinghub.elsevier.com/retrieve/pii/S016517810200183X

    Regarding Asian adoption studies

    Frydman, M., & Lynn, R. (1989). The intelligence of Korean children adopted in Belgium. Personality and Individual Differences, 12, 1323–1325.

    [1] Clark, E. A., & Hanisee, J. (1982). Intellectual and adaptive performance of Asian children in adoptive American settings. Developmental Psychology, 18, 595–599.

    see Rushton, J.P. and Jensen, A.R. (2005). Thirty Years of Research on Race Differences in Cognitive Ability. Psychology, Public Policy, and Law, Vol. 11, No. 2, 235-294.] [also see Jensen, A. R. (1998). The g factor: The science of mental ability. Westport, CT: Praeger.]


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  9. 9. paperfolder 02:21 PM 4/2/09

    My take on Gladwell's ideas about an Asian work ethic and math prowess is that it had nothing to do with genetics, but was specific to rural rice agriculture and the characters used to represent numbers. He didn't deny that people from other cultures, presumably including those genetically Asian who are adopted elsewhere, can be gifted at math and extremely hard workers. Rather, that it produced a vastly greater number of them.

    In fact, none of his examples downplay or elevate the innate abilities of the individuals, they simply serve to put those extraordinary achievers in a greater context than might have been previously thought.

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  10. 10. DaveBlanton 05:17 PM 4/2/09

    One conclusion that doesn't need a study: There are untold numbers of humans born each year with great gifts and talents who have few or no opportunities to express them.

    How many Einsteins were born in Africa in the last hundred years? How many potential Nobel Prize winners were innocent victims of war, poverty and hunger? How many were women who could never attend school? They all had enormous potential. But they were unlucky enough to appear in their particular time and space.

    The real answer to the talent-luck question is that we have the moral obligation to reduce the role of chance in success. We need all of the brain power, will power, and creativity we can get in order to survive as a species.

    The fact that we have left so much, and so many, to chance may mean our ultimate downfall. Ultimately, the more compassion we have, the less chance will decide our fate.

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  11. 11. FRANK123 07:48 PM 4/2/09

    They say that intelligence is the ability to adapt to changes in one's environment. Genius, on the other hand, is the ability to create the changes in our environment that the rest of us are forced to adapt to.

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  12. 12. gmperkins 08:55 PM 4/2/09

    Its just common sense that innate ability/weaknesses, environment and chance all play a big part in everyone's life.

    And that the road towards economic success is paved by all three about equally. Other measures of success seem to vary more. Like religious "success" (which I won't define) seems to be more about who you are and your environment than chance.

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  13. 13. enji in reply to DaveBlanton 03:42 AM 4/3/09

    Dave Blanton, I really like your thought that "ultimately, the more compassion we have, the less chance will decide our fate."

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  14. 14. garyh 06:22 AM 4/3/09

    Gladwell's theories on tipping points and networks have pretty much been disproved. He is an engaging speaker and writer but his sweeping statements are based on anecdotes and exaggerations.

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  15. 15. ryanmeister in reply to garyh 02:59 PM 4/3/09

    I always get the impression he's like a mystic or gypsy and puts his hands over the crystal ball to tell people what they want to hear. But that's why everyone buys the books. Perhaps there's more to it, but like you're saying, most of it is exaggerated to give a spiritual confidence in knowledge of things that are simply not knowable in the way he wants to suggest.

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  16. 16. Perpetual Curiosity 05:10 PM 4/3/09

    Couchscientist - would you mind expanding more on your comment about Jewish intelligence? You statement is as opaque as the subject of intelligence itself. If we are to use the standard IQ test as a benchmark then you'd have to assume that the Jewish population is too large for the average Jew to outperform the average Gentile. The sample sizes are too massive. So you really cannot expect a statistically significant difference between the average intelligence of Jews and Gentiles.

    Now it may be possible for there to be more Jews on the fringes of the IQ bell curve. This is the argument for why there seem to be more male geniuses than female. But on average, IQ levels remain the same for males, females, Jews, and Gentiles.

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  17. 17. Perpetual Curiosity 05:20 PM 4/3/09

    Couchscientist - I did not notice the link in your post explaining Jewish intelligence. Although I am still skeptical, I'll read the study and let you know my thoughts. I apologize for my oversight.

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  18. 18. noba TT 05:37 PM 4/3/09

    Which factor is more crucial in determining success, our gene or the environmental stimulus? The debate has been going on for a long time and scientists seem to be working hard to prove the superiority of our genetic make-up over external factors. Until they can present to the world irrefutable evidences to support their theory, I won't buy it. I do think that both factors play an equally important role in one person life and his/her success. Thus, in order to help our children expand to their most potential, we need to do as much as we can to eliminate the environmental obstacles in our society.

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  19. 19. Couchscientist 10:36 PM 4/4/09

    I agree with DaveBlanton when he writes, "The real answer to the talent-luck question is that we have the moral obligation to reduce the role of chance in success. We need all of the brain power, will power, and creativity we can get in order to survive as a species." Optimizing our society's output is the point.
    But how we achieve optimization depends on which of these premises is true:
    Premise 1: There are no biological differences in cognitive abilities or proclivities between groups (gender, race, socio-economic, etc.). This is the acceptable position right now. Based on this premise, we can assume that any disparities in intellectual success between the groups are symptomatic of society's dysfunction. Resources are well spent to bring about a more equitable distribution, as equitable distribution is an indicator of optimization.

    Premise 2: There are some biological differences. This makes you an ist for suggesting it as a possibility. If this is true, then resources are wasted by attempting to equalize results. Optimization still requires giving an opportunity to outliers from less successful groups, but efforts must be balanced against inhibiting the more successful group. If premise 2 is true, then affirmative action plans in universities and companies are probably a drag on our ability to best harness our "brain power, will power and creativity."


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  20. 20. Perpetual Curiosity 01:52 PM 4/7/09

    CouchScientist - Here is a NY Times article discussing the study on Jewish intelligence. Based on this controversial study (and as I stated in my first post), it can only be argued that Jewish intelligence is more likely to be on the fringes of an IQ bell curve. It does not effectively argue that Jewish intelligence is higher for the average person. Therefore I believe Premise 1 to be correct and any perceived differences in cognitive ability is the result of available resources to a particular society. This is the main hypothesis discussed by Jared Diamond in Guns, Germs, and Steel. He is mentioned in the article.


    http://www.nytimes.com/2005/06/03/science/03gene.html?pagewanted=2&_r=1

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  21. 21. Couchscientist 11:15 PM 4/7/09

    Perpetual, I commend your open-mindedness about the issue. I don't think the NY Times article does anything more than it could, which was to give two sides of the issue. It would be a political nightmare for the NY Times to come out on the side of genetics over nature. I don't have a cite for you, but the Economist did a better job around that same time, and actually went out on a limb in support of the theory. I think that the research shows that Ashkenazim Jews generally score 12-15 higher points on IQ tests and have a correspondingly higher percentage of members scoring over 140. I don't think Gladwell's garment industry theory is a good explanation for this, or their phenomenal success in law.

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  22. 22. ecstatist in reply to JazzC 12:08 PM 4/8/09

    Gates's other stroke of luck was that IBM were pessimistic on the number of PC's that would sell and thus concluded a licensing agreement rather than a sales agreement with DOS. Hence MS DOS. Do we really think that IBM did not have the muscle or choices to go an alternative route?

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  23. 23. Perpetual Curiosity 05:16 PM 4/8/09

    I think Gladwell's book is designed for an audience that considers success more of a matter of personal characteristics and hard work. The role of luck or chance is generally given little weight because people generally prefer to believe they have more control over their lives than they actually do. So although some of Gladwell's examples of success need more consideration, I think he accomplishes his goal of informing the reader of other equally important variables in the formula of success.

    Intelligence can obviously be a factor of success, but it is nearly impossible to quantify. Attempts to do so reduces something extremely complex into something that is convenient, easy to assess, but probably even easier to misinterpret. This is why I do not fully doubt the higher IQ scores of the Ashkenazim people as illustrated in Cochran's study. But again, I think the results are something that can be misinterpreted because of the reductive nature of the IQ test. The argument for their success is analogous to the success of black athletes compared to that of their white counterparts. Are black people more genetically predisposed for athletic prowess? I think Gladwell does a good job addressing these questions in this 1997 article from the New Yorker.

    http://gladwell.com/1997/1997_05_19_a_sports.htm

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  24. 24. Couchscientist 07:32 PM 4/8/09

    No doubt luck plays a role in success, and no doubt cultural factors loom large. But Gladwell overplays the role of culture. Gladwell has a gift for starting off with logic, making a point, and discontinuing the logic. In the article you cited, he asserts that blacks are only more variable than whites, which accounts for their success at the top of athletics. But he does not show that they are average in the middle or more represented at the bottom. Neither does he refute what he stated earlier about narrower hips, longer legs, and more testosterone--those characteristics are true not only of outlying black athletes, but of the black population in general.
    Beyond that, if variability of genetics is such a black trait, why should they only dominate sports/positions that reward sprinting/jumping and brute strength (I don't buy into Tiger Woods as an example of golf dominance--easily explained as his mother's Asian X genes gave him spacial abilities and his father's only partly black genes gave him testosterone/muscle and confidence)? Why don't they dominate punting, kicking, pitching, quarterbacking? All cultural I guess would be his explanation. Or perhaps the genes tied to those don't vary as much. If you really want to think about how ridiculous his athletics argument is, substitute Asians for whites. How far down the list of sprinters would you go before you find an Asian? Perhaps they are just less variable than whites, billions of super-average and unvaried people. Or perhaps, they have even less testosterone than whites, even wider hips, and even shorter legs. Perhaps that combination means that blacks have a big advantage over them in those sports that most reward jumping ability and thick muscle.

    Even if Gladwell were right about variability being the factor in black athletic success, Jews would be different as the studies indicates that the average Ashk is one half to a full standard deviation higher than the average gentile. That incredible baseline means that they produce a sick amount of outlying 140's. If the average Jewish immigrant was significantly smarter than the average non-Jewish immigrant, perhaps this better explains their success at entrepreneuring in the garment industry and why their children went on to such success.

    Arguing against IQ tests as an indicator of intelligence is as good as arguing that intelligence doesn't exist, as it is our best indicator of intelligence at this stage in history.

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  25. 25. Perpetual Curiosity 02:06 PM 4/9/09

    That's an interesting point on why other sports are not more dominated by a race with such supposed genetic variability. There are obviously some flaws with the genetic variability argument that I had not considered. But arguing against IQ testing is in no way the same as arguing against the existence of intelligence itself. Obviously intelligence exists. I'm just saying that it's extremely complex and occurs in various forms. It would be like only having the bench press to compare strength. Arguing against the bench press isn't tantamount to arguing against the existence of strength - as your logic would suggest. But intelligence, like strength, occurs in various forms and I feel you have to take that into consideration when conclusions are made based on such a narrow assessment.

    On a side note - Cochran also did a study in 1992 that proposed homosexuality is an infectious disease. I realize that has nothing to do with our discussion, but this guy has certainly lost some credibility with me.

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  26. 26. madsci 04:27 PM 4/12/09

    See list of Nobel Prizes in Economics. No asian except american citizen Amartya Sen. Where are the asian math geniuses?

    http://en.wikipedia.org/wiki/List_of_Nobel_laureates_in_Economics

    People should also see the list of other nobel prizes.
    There is nothing wrong with this article.

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  27. 27. mrbench85 02:48 PM 9/12/09

    "When experts exhibit their superior performance in public their behavior looks so effortless and natural that we are tempted to attribute it to special talents. Although a certain amount of knowledge and training seems necessary, the role of acquired skill for the highest levels of achievement has traditionally been minimized. However, when scientists began measuring the experts' supposedly superior powers of speed, memory and intelligence with psychometric tests, no general superiority was found --the demonstrated superiority was domain specific. For example, the superiority of the chess experts' memory was constrained to regular chess positions and did not generalize to other types of materials (Djakow, Petrowski & Rudik, 1927). Not even IQ could distinguish the best among chessplayers (Doll & Mayr, 1987) nor the most successful and creative among artists and scientists (Taylor, 1975). In a recent review, Ericsson and Lehmann (1996) found that (1) measures of general basic capacities do not predict success in a domain, (2) the superior performance of experts is often very domain specific and transfer outside their narrow area of expertise is surprisingly limited and (3) systematic differences between experts and less proficient individuals nearly always reflect attributes acquired by the experts during their lengthy training." I found this on the web as I am becoming an expert on the cut and paste function of the computer.

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