News Blog

News Blog


i4i Defeats Microsoft in court over XML, but that's hardly the end of the story

Microsoft, i4i, XMLWhat would Microsoft be without its omnipresent Word word-processing software? If a U.S. federal court has its way (and that's a big "if"), we could see the day.

A U.S. district court in Texas ruled in favor of Toronto-based i4i Ltd in its 2007 claim that Microsoft knowingly infringed on a patented granted to i4i in 1998 (pdf) regarding the use of extensible markup language (XML) in Word 2003, Word 2007 and Windows Vista. Now Judge Leonard Davis, of the U.S. District Court for the Eastern District of Texas, has ordered a permanent injunction (pdf) that would prohibit Microsoft within 60 days from "selling or importing to the United States any Microsoft Word products that have the capability of opening .XML, .DOCX or .DOCM files (XML files) containing custom XML," reports Seattlepi.com. The court has also fined Microsoft $290 million, for good measure.

The World Wide Web Consortium developed XML, which debuted in 1998, to structure, store and transport information. Whereas Hypertext Markup Language (HTML) includes a set of predefined data tags—such as <i> for italics, <b> for bold, <p> for paragraph break, etc. —that dictate the format of information presented on a Web page, XML lets the programmer create customized tags for defining data.

Few are convinced that i4i's claim and the recent ruling will hold up over time. PC World, for example, points out five reasons Word will survive this patent challenge: i4i's patent is vague, Microsoft owns a patent awarded earlier this year that covers Word's use of XML, Microsoft has deep pockets and could settle the matter, Microsoft could buy i4i (and its portfolio of patents), or an appeals court could decide that Word is too important to consumers and businesses worldwide to be shut down by a lawsuit.

Microsoft says it will appeal the verdict. "We are disappointed by the court's ruling," Microsoft spokesman Kevin Kutz said in a statement. "We believe the evidence clearly demonstrated that we do not infringe and that the i4i patent is invalid."

Image ©iStockphoto.com/Alex Slobodkin

Tags: MIcrosoft, XML, i4i
More News Blog: Next: ExxonMobil guilty in deaths of migratory birds in five states Previous: Bizarre Planet Found to Orbit Backward

22 Comments

Add Comment
View
  1. 1. Bops 05:22 PM 8/13/09

    The last thing we all need is more computer problems. Besides, I think Microsoft does have the original patent. I don't understand why would a Texas Court rule for a Toronto-based company anyway?

    Reply | Report Abuse | Link to this
  2. 2. FrankD 07:47 PM 8/13/09

    The Microsoft patent was from earlier THIS year and the i4i patent was before 2007, so how could MS have the original patent???? And a Texas court can rule for a Toronto based company because the evidence appeared to be in their favor. Even if you think any country but the good ol' US of A is evil and bad... LOL.

    Reply | Report Abuse | Link to this
  3. 3. DrPhysics 08:37 PM 8/13/09

    Bops,

    The reason you believe that is because you don't understand law or patent law. If the i4i patent is held to be valid, then MS was absolutely in the wrong. And instead of MS licensing the technology they simply steal it. This in a nutshell is WHY we need to keep software patents....not get rid of them. If software patents did not exist then large companies would simply pirate new developments by smaller less funded companies such as i4i.

    Reply | Report Abuse | Link to this
  4. 4. DrPhysics 08:40 PM 8/13/09

    Bops,

    I would also add the "Texas" court is a Federal court. And i4i held a United States patent, of which MS was infringing. That is why the "Texas" court ruled on it. The Texas court is a popular federal venue for patent cases. This is run of the mill in the patent world.

    Reply | Report Abuse | Link to this
  5. 5. jswanstr 09:16 PM 8/13/09

    DrPhysics,

    Your statement that "MS was absolutely in the wrong." shows that you do not understand law... especially patent law. It is nowhere near a clear cut as you would make it sound.

    Microsoft did own an earlier patent that includes a lot of the same ideas as those included in I4i's 1998 patent. Microsoft also received a patent in 2007 for "a word-processing document in a native XML file format that may be understood by an application that understands XML, or to enable another application or service to create a rich document in XML so that the word-processing application can open it as if it was one of its own documents.

    I am not saying that MS was absolutely in the right, I am just saying that there is no way they were absolutely in the wrong.

    I actually believe that I4i's patent is crazy generic and will not hold up.

    Reply | Report Abuse | Link to this
  6. 6. DrPhysics in reply to jswanstr 10:36 PM 8/13/09

    Jswanstr,

    Considering I'm a patent attorney I have a feeling I have quite an adequate understanding of the law, specifically patent law. Patents, particularly software patents, have many overlapping bits of subject matter. Just because MS had a prior patent related to the 2007 patent does NOT foreclose on the ability to patent inventions in that area. Almost every single patent that is issued is issued in an area that has prior patents existing in it. The question that the patent examiners ask is a question of "obviousness." This question has been asked by the examiner and HE/SHE determined that the i4i patent application contained subject matter that was NOT obvious with respect to the MS patent. Further, the Texas court did NOT invalidate the patent. Thus, at this point, all relevant parties have held that the i4i patent WAS valid and MS WAS infringing. The point is Microsoft had knowledge of this patent by i4i. Instead of paying a licensing fee they simply infringed and the finder of fact has determined they did so willingly. Thus, from where I sit, its pretty cut and dry. MS may wiggle out of it, but it won't be because they prove they didn't infringe. It will be because they'll settle with i4i or purchase them.

    Reply | Report Abuse | Link to this
  7. 7. harshpotatoes 04:46 AM 8/14/09

    so if xml can be patented. does that mean i can patent the way i store files in my file cabinet so other companies must pay me in order to store their files in a similar way? or maybe i should patent the idea of labeling items, so that way the label maker company has to pay me before they can invent and patent a tool that prints labels, that way these labels can be useful and label something.

    Reply | Report Abuse | Link to this
  8. 8. Gymnp 01:15 PM 8/14/09

    While I am no lover of Microsoft, in fact I'd like to see that outfit take a beating. But the article mentions that a court could decide that Word is too important to stop its sale? Hey, now wait a minute... so important that Microsoft shold be allowed to allowed to continue the infringement? And, anyway, anyone who wants a word processor has one already and there's always Open Office and others.

    Reply | Report Abuse | Link to this
  9. 9. Gymnp 01:16 PM 8/14/09

    While I am no lover of Microsoft, in fact I'd like to see that outfit take a beating. But the article mentions that a court could decide that Word is too important to stop its sale? Hey, now wait a minute... so important that Microsoft shold be allowed to allowed to continue the infringement? And, anyway, anyone who wants a word processor has one already and there's always Open Office and others.

    Reply | Report Abuse | Link to this
  10. 10. jmarbas 03:01 PM 8/14/09

    Jesus Christ! ?Bops "I don't understand why would a Texas Court rule for <insert a name here> anyway?"

    why?....um....maybe because the courts investigated and were trying to find out the TRUTH?

    Jesus F******** christ....you people scare the shit out of me....and you gang up on anyone who is not from your country. SCARY SHIT!!!!

    Reply | Report Abuse | Link to this
  11. 11. taerog 03:20 PM 8/14/09

    Moronic and shows some more problems with patents . . .
    seeing that XML is a fee-free open standard the fight is over patenting sub uses of XML . . . Which is getting rather grey . .
    Also what about other programs that use XML to save document data in a very similar way. Are other "open source/standards" going to get carved up for patents and then litigation?! Crazy . .

    Reply | Report Abuse | Link to this
  12. 12. Ben Larocque in reply to jmarbas 06:24 PM 8/14/09

    Relax dude.

    Reply | Report Abuse | Link to this
  13. 13. DrPhysics 07:06 PM 8/14/09

    Gymnp,

    No, the court could lift the injunction, so that MS can continue using the product during litigation. But if they lose they would still have to pony of the money, and with continued infringement that would be even more money. I think its about 95% certain that this will get settled. Its in both parties' interest to do so.

    JamesDavis,

    No, you CAN'T patent a method for labeling things in your cupboard because that is something that has been practiced for centuries. One of the requirements for a patent is that the subject matter can't be known to the public. This area of law is very very developed and the subtleties are not at all addressed here. You are vastly oversimplifying the issue. Using your logic, I couldn't patent an device that allows me to fly from point A to point B because airplanes already have been patented. Your cupboard invention is not novel. The patent examiner determined that the i4i invention was.

    Reply | Report Abuse | Link to this
  14. 14. DrPhysics 07:17 PM 8/14/09

    Taerog,

    Air is free. Does that mean I can't patent a system for compressing air? Or a system for creating an high compression air gun of some kind? Or a new wing that creates more lift? Certainly, there are "sub-uses" of air that I can't patent, but those uses that are useful, novel and are not obvious I can. The fact that XML is "free" (in your words) doesn't matter. The subject matter that i4i patented was NOT open source. They have no rights over XML. They only have rights over their sliver of subject matter related to sub-uses of XML, in fact MS can more than likely work around it.

    Reply | Report Abuse | Link to this
  15. 15. jabailo 12:55 PM 8/15/09

    Who uses Word for XML files anyway? It's completely the wrong application...

    Reply | Report Abuse | Link to this
  16. 16. LeaderofMen 12:56 PM 8/15/09

    Patents aside, attorneys aside, courts aside, there is no possible way that MS will cease selling Office 2007. No way in hell. There are literally hundreds of millions of individuals and businesses that use this product. For someone this late in the game to say that MS can't sell the product in the US will be suicide to their career. There is no possible way the federal gov't will allow any sort of injunction like this to exist for any extent of time. You can't prevent businesses to use software that they're basically dependent on. I laugh at this suit. Any attempt to stop the production, sale or purchase of MS Office will be in vain. And I'm nearly a total Apple user, so it's not like I work for MS.

    Reply | Report Abuse | Link to this
  17. 17. DrPhysics 04:16 PM 8/15/09

    Leader,

    Why do you think that? The federal government has, on many occasion, ran against what was in the best interest of an "all powerful" company (e.g., AT&T, MS). The federal government does NOT have the authority to just run in and wipe away a federal court ruling! Further, this does NOT stop people from using Word 2007. It stops MS from selling NEW .DOCX versions of word. There is a huge huge difference there. Nothing will "collapse" if MS is not allowed to sell .DOCX capable word versions. That's especially true when you consider a very large proportion of people (me being one of them) still have not switched over to the 2007 version anyway. Its also worth noting that the order specifically mentioned that MS could and should still provide support to customers who already purchased the .DOCX version. In short, businesses will not suffer because of the injunction, only MS will. That language, in my opinion, was placed in the order specifically for the purposes of keeping MS from making a "public interest" argument on appeal in an effort to have the injunction lifted.

    There is simply no reason for the federal government to rush in, and even if there were I struggle to find any authority that would allow them to. MS is not a common carrier and about the only thing the FED could do in regard to MS is via anti-trust law, which would work the other direction. Yes, on appeal a court could lift the injunction, but the Federal government can't come in an "save the day."

    Ultimately, MS will settle with i4i. i4i has no interest in simply stopping MS from using the technology. The injunction has provided i4i with a lot of leverage and it will compel MS to settle. But it is in their interest to do it NOW. The closer that 60 day deadline approaches the higher dollar amount i4i will demand.

    Reply | Report Abuse | Link to this
  18. 18. jswanstr 04:25 PM 8/15/09

    Mr. Physics,

    Is it possible that an appeals court could find that the I4i patent is overly vague and invalid? If so, would you then suddenly be 100% sure that Microsoft acted completely in the right?

    Reply | Report Abuse | Link to this
  19. 19. DrPhysics 08:47 PM 8/15/09

    Jswanstr,

    In short, no. Patents don't get invalidated for being "overly vague." The term you are looking for, or this is what I think you're getting at, in patent law language, is non-enabling or obviousness. The examiner and the lower court have both found that i4i's patent was valid. Nothing about the patent fails to meet the technical requirements of a patent, in that it supplies a best mode and supports and enables the claims. In terms of those issues there is almost nothing the appellate court will do. The only relevant question is whether the i4i patent reads on any prior art. If Microsoft actually thought the patent was invalid then they should have challenged it prior to infringing upon it. Trust me, I will guarantee with 100% certainty they absolutely were aware of the i4i patent. So, whether or not the appellate court invalidates the patent is irrelevant in terms of whether MS was in the wrong. They were aware of the i4i patent and continued to infringe on that patent. There are other avenues available to MS other then simply infringing on a patent. They weighed the risks and continued with their actions. That act is what shows MS was in the wrong, not whether or not i4i's patent holds up. And its Dr.Physics - ha ha!

    Reply | Report Abuse | Link to this
  20. 20. wpshepherd 04:59 PM 8/19/09

    This is great. I'm disappointed that i4i only got $200mil. Consumers should be using Open Office anyway.

    Reply | Report Abuse | Link to this
  21. 21. Mr. F in reply to Bops 11:01 AM 8/20/09

    Answer to Bops:

    A texas Court as jurisdiction over the matter because the microsoft office program is sold in Texas. Since its a matter of National interest, the State ruling will have force and affect over all States.

    This being said, i4i choose to bring the cases to Texas because their is a precedent of cases in which small companies with patent claims have won big money.

    Reply | Report Abuse | Link to this
  22. 22. dragnovich 11:58 AM 8/20/09

    Hi i have som questions about this case...

    1) Can MS just strip off the use of this xdoc files and migrate to an open source format like the one the OpenOffice Doc files? Obiusly providing it as NOT CHARGE or not selling the use of the format.?

    I dont know about the pattent of i4i or the MS. But XML is a text format (open source), so basically I think the pattent covers TAGS in certain order that make the document a docx file.

    2) Why MS just can't re define the TAGS and order, create a new format (this can be done in a week with the MS resources) and sell all new word versions to use it, and pattentent that new MSDOCX format. And for compatibility just release a translator plugin (free) from docx to msdocx.

    3) MS released this format "covered" by his own pattent submmission, that was granted by the "United States Patent and Trademark Office" in 2007, so if they commercializated that covered by that pattent, then MS has not commited any crime. Not care if there was a previous pattent, all was legal.

    4) Any way can MS SUE the USPTO, with the allegation that THEY granted a pattent that was already registered and in use? so they use it and the where sue and lost 260MD?

    Reply | Report Abuse | Link to this
Leave this field empty

Add a Comment

You must sign in or register as a ScientificAmerican.com member to submit a comment.
Click one of the buttons below to register using an existing Social Account.

More from Scientific American

See what we're tweeting about

Scientific American Editors

More »

Free Newsletters


Get the best from Scientific American in your inbox

Solve Innovation Challenges

Powered By: Innocentive

  SA Digital

Latest from SA Blog Network

  SA Digital

Science Jobs of the Week

Email this Article

i4i Defeats Microsoft in court over XML, but that's hardly the end of the story: Scientific American Blog

X
Scientific American Magazine

Subscribe Today

Save 66% off the cover price and get a free gift!

Learn More >>

X

Please Log In

Forgot: Password

X

Account Linking

Welcome, . Do you have an existing ScientificAmerican.com account?

Yes, please link my existing account with for quick, secure access.



Forgot Password?

No, I would like to create a new account with my profile information.

Create Account
X

Report Abuse

Are you sure?

X

Institutional Access

It has been identified that the institution you are trying to access this article from has institutional site license access to Scientific American on nature.com. To access this article in its entirety through site license access, click below.

Site license access
X

Error

X

Share this Article

X

About the Bering in Mind Blog

In this column presented by Scientific American Mind magazine, research psychologist Jesse Bering of Queen's University Belfast ponders some of the more obscure aspects of everyday human behavior. Ever wonder why yawning is contagious, why we point with our index fingers instead of our thumbs or whether being breastfed as an infant influences your sexual preferences as an adult? Get a closer look at the latest data as "Bering in Mind" tackles these and other quirky questions about human nature. Sign up for the RSS feed or friend Dr. Bering on Facebook and never miss an installment again.

X

About the Cross-check Blog

Every week, John Horgan takes a puckish, provocative look at breaking science. A former staff writer at Scientific American, he is the author of several books—most notably, The End of Science: Facing the Limits of Knowledge in the Twilight of the Scientific Age. He currently directs the Center for Science Writings at Stevens Institute of Technology. He lives in New York State's Hudson Highlands, where he plays ice hockey each winter to hone his cross-checking skills.

X

Expeditions Blog

Ever wonder what it's really like to be working in Antarctica or collecting core samples from the middle of the Pacific Ocean? Get a first-hand feel for scientific exploration by following the blog posts of researchers out in the field.

X

About the Extinction Countdown Blog

Several times a week, John Platt shines a light on endangered species from all over the globe, exploring not just why they are dying out but also what's being done to rescue them from oblivion. From unusual or little-known organisms like the giant spitting earthworm and the stinking hawk's-beard to popular favorites like cheetahs and koalas, Platt, a journalist specializing in environmental issues and technology, does his part to slow the countdown.

X

About the Guest Blog

The editors of Scientific American regularly encounter perspectives on science and technology that we believe our readers would find thought-provoking, fascinating, debatable and challenging. The guest blog is a forum for such opinions. The views expressed belong to the author and are not necessarily shared by Scientific American.

X

About the Solar at Home Blog

Follow Scientific American editor George Musser as he installs--or tries to install--solar photovoltaic panels on the roof of his suburban New Jersey home. You'll learn the literal nuts and bolts of going green with the sun and get energy-saving tips even if you aren't putting up panels.

Write to us with tips or comments at blog@sciam.com and follow us on Twitter: http://twitter.com/sciam.

X